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Compliance Executive

Type: Full Time
Location: Blackpool, England

Here at GoFind Recruitment, we are proud to be working with a forward thinking and reputable mortgage brokerage in their search for an established Compliance Executive.

This role is initially 3 days a week and can be hybrid with travel to their offices in Blackpool when required.

They are a progressive, growing mortgage brokerage with a strong focus on Consumer Duty and delivering great client outcomes. Compliance is not just a requirement for them – it’s the foundation of their client care and the trust we build with our community.

The Role

We are seeking a Compliance Manager / Compliance Lead to take ownership of compliance oversight. This is a hands-on role where you will carry out file checks, monitoring, adviser training and policy reporting, ensuring their team continues to deliver advice that is fair, clear and compliant with FCA standards.

This role would suit an existing Compliance Officer / QA Specialist ready to step up, or an experienced Mortgage / Protection Adviser with strong file-checking and regulatory knowledge looking to move into compliance leadership.

Key Responsibilities (but not limited to):

  • Conduct quality assurance reviews on regulated mortgage & protection files.
  • Provide clear feedback and guidance to advisers.
  • Monitor Consumer Duty outcomes and ensure client communications meet “fair, clear and not misleading” standards.
  • Provide coaching and ongoing compliance support to advisers.
  • Deliver training on new FCA rules, policies, and their procedures.
  • Support advisers with complex cases (adverse credit, specialist lending, shared ownership).
  • Maintain and update compliance policies and procedures.
  • Prepare monthly MI and compliance reports for the leadership team.
  • Assist with FCA reporting and regulatory updates.
  • Support Consumer Duty and other regulatory initiatives.
  • Contribute to internal audits and reviews.
  • Work with senior management to embed a strong compliance culture across the firm.

Skills & Experience

Essential

  • CeMAP (or equivalent) qualification.
  • Strong understanding of FCA rules, mortgage sales compliance, and file-checking.
  • Experience in monitoring, coaching, or compliance oversight in a regulated environment.
  • Detail-driven, organised, and confident in challenging non-compliant practices.

Desirable

  • Previous experience in a compliance lead or supervisory role.
  • Knowledge of Consumer Duty implementation.
  • Experience with specialist lending or adverse credit cases.

What We Offer

  • £30,000 – £35,000 (FTE), pro-rata for 3 days per week.
  • Hybrid working (office + home, flexible by agreement).
  • Pension scheme.
  • Free parking and modern office facilities.
  • Career progression opportunities within a growing firm.

This role is ideal for a compliance professional who wants to take a lead role within a growing brokerage. You’ll enjoy being part of a supportive team, where your input directly shapes the business and ensures we remain at the forefront of delivering excellent client outcomes.

What next? 

If this sounds like your next role then apply now and you will be contacted by one of our team of experienced consultants to discuss the next steps.

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